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RIA Compliance
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    Clients

    FEE ONLY FINANCIAL PLANNERS

    DISCRETIONARY ADVISERS

    NONDISCRETIONARY ADVISERS

    PRIVATE FUND ADVISERS

    QUANT SHOPS

    FOREIGN ADVISERS

    UNREGISTERED ENTITIES

    INVESTMENT COMPANY ADVISERS

    WRAP PROGRAM SPONSORS

    SMA SUB-ADVISERS

    TESTIMONIALS:

     

    Since our Clients are not allowed to use Testimonials in their advertising, neither will we.

    TYPES OF CLIENTS WE SERVE
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    UMA Model Providers

    Pension Consulting Advisers

    Mid-Size Advisers

    Multi-State Advisers

    Internet Advisers

    High-Frequency Bloggers

    State-Registrants in all 50 States