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RIA Compliance

 & ERISA Consulting

Established in
 
 1982

 

Founded in 1982, Financial Planners Assistance Corp is the oldest compliance consulting practice for investment advisory firms.
 

Practical compliance support for investment advisers
 

FPAC helps state and  federally registered investment advisers build, maintain, and defend effective compliance programs. From registrations and ongoing consulting to outsourced CCO services, mock examinations, filings, advertising review, and complex regulatory questions, our guidance is practical, responsive, and tailored to how your firm actually operates.

T 401-466-6008 / info@fpacompliance.com / © All Rights Reserved / 475 Taunton Avenue East Providence RI 02914

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